Thread
:
Advising client of stock purchase?
View Single Post
01-18-2017, 01:19 PM
tcxr750
Senior Member
Join Date: May 2014
Location: Cleveland Suburb
Posts: 498
Thanks: 1
Thanked 2 Times in 1 Post
Advising client of stock purchase?
If a broker or advisor purchases stock for a client's portfolio, is the broker or advisor obligated as a fiduciary to notify the client of the purchase?
tcxr750
View Public Profile
Send a private message to tcxr750
Find all posts by tcxr750