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05-21-2018, 05:05 AM
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Senior Member
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Join Date: Sep 2010
Location: Mt. AIRY NC, NORFOLK VA, VA BEACH, VA, FT WAYNE,IN, CINCINNATI, OH, ROSWELL, GA, THE VILLAGES
Posts: 402
Thanks: 1,488
Thanked 194 Times in 110 Posts
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as a retired independent IA for 27 years, he will have the full support of his broker dealer. Hard to find a good honest IA, so if he has done a good job for you stay with him. He will probably work even harder now that he is working for himself. you can always use broker check at About BrokerCheck | FINRA.org to check out any broker.
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