Talk of The Villages Florida - View Single Post - Help Lack of Follow Through MICHAEL WHITAKER & ASSOCIATES, LLC
Thread: Help Lack of Follow Through MICHAEL WHITAKER & ASSOCIATES, LLC
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Old 11-02-2021, 03:57 PM
retiredguy123 retiredguy123 is online now
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Originally Posted by VICAR OF DIBLEY View Post
I just received this information -
Trade Date: 10/20/2021
Settlement Date: 10/22/2021
Based on the settlement date, they may have violated SEC rules by not providing the funds to you in a timely manner. You could report them to the SEC. But, if you lost money in a real estate transaction, I don't think you will be able to recover anything from the stock broker.