Talk of The Villages Florida - View Single Post - Help Lack of Follow Through MICHAEL WHITAKER & ASSOCIATES, LLC
View Single Post
 
Old 11-02-2021, 04:08 PM
VICAR OF DIBLEY VICAR OF DIBLEY is offline
Senior Member
Join Date: Aug 2011
Posts: 127
Thanks: 59
Thanked 14 Times in 12 Posts
Default

Quote:
Originally Posted by retiredguy123 View Post
Based on the settlement date, they may have violated SEC rules by not providing the funds to you in a timely manner. You could report them to the SEC. But, if you lost money in a real estate transaction, I don't think you will be able to recover anything from the stock broker.
I will look into this. SEC.
__________________
"Travel is fatal to prejudice, bigotry and narrow-mindedness" - Mark Twain

Vicar of Dibley