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Old 03-31-2023, 06:01 AM
spinner1001 spinner1001 is offline
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Quote:
Originally Posted by Babubhat View Post
Oral representations have little to no value in court. Call a few securities attorneys for a free case evaluation. I suspect the numbers may not be enough to interest them
You could search online for the names of (Florida) lawyers representing clients filing lawsuits against the broker and his brokerage firm and then contact one or more of those lawyers to discuss options. Searching will take some effort. Those legal actions could take place in a state court of law or a FINRA arbitration action. State courts have more information available to the public compared to the private FINRA actions.

The ‘attorney of record’ is listed in online public court files in Florida cases if you can find the cases. In Florida state trial courts, the databases are at the county level. This means you make have to search online using each county’s court records (e.g., Sumter, Lake, Marion). A place to start is searching on the name of the broker and his brokerage firm as defendant.