Quote:
Originally Posted by MDFlyer
From the looks of his record of FINRA reports, I am sure he does. Once the GWG case is settled and the people Mike Whitaker has told not to worry GWG has plenty of money to settle the amount plus interest, start finding out they will get little or no return, FINRA lines will be very busy with people filing complaints.
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It is imperative that prior to hiring a financial advisor you first visit the FINRA website and click on the brokercheck tab. For those that currently have an advisor, I encourage you to perform the same search. Many fiduciary advisors have no disclosures or you may be shocked at what you find. The Whitaker firm website lists a total of three Whitaker’s. Between the three, they have a total of 13 disclosures. This is a huge red flag and, IMO, should immediately remove this firm from consideration. Lack of due diligence can be hazardous to your wealth.