Quote:
Originally Posted by Toymeister
If he committed to this pledge and now he is repudiating it in writing it seems logical that, in addition to whatever action an impacted party takes, then he could have a complaint against him by the organization that grants CLU. Much like the State bar takes action against wayward Esquires (lawyers).
Perhaps MDFlyer would like to post the details of how to do this. One complaint is irritating several complaints indicate a pattern and is more likely to result in action. Finally, a company which he represents, based in part upon the CLU designation, would certainly like to know his CLU has been acted upon. Granted, this is a long shot.
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Quick question: can a CHFC (Chartered Financial Consultant) have fiduciary duty on one of your accounts but not another one.
Example: Fiduciary duty on IRA but not on Individual, Joint or Trust accounts
Fiduciary duty on Managed accounts but not on Fee Base accounts
If all your accounts are with a broker without or with CHFC like Michael, would he not have the fiduciary duty on ALL your accounts he is overseeing / managing?