It is crazy what people can get talked into
A Southern California registered representative and a broker-dealer executive on Monday lost an arbitration claim of a little more than $1 million in damages to an investor who bought GWG Holdings Inc. L bonds in 2018.
The award appears to be the largest yet for a claim involving GWG bonds, according to a scan of Finra’s arbitration claims that have resulted a panel’s decision.
Remember you have 6 years from the date of purchase.
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