Advising client of stock purchase?

Advising client of stock purchase?


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Advising client of stock purchase?
Old 01-18-2017, 01:19 PM
tcxr750 tcxr750 is offline
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Join Date: May 2014
Location: Cleveland Suburb
Posts: 486
Default Advising client of stock purchase?

If a broker or advisor purchases stock for a client's portfolio, is the broker or advisor obligated as a fiduciary to notify the client of the purchase?

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advisor, client, broker, stock, purchase

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